Tag Archives: senior managers regime

Jan24

The Year of the Senior Manager

Posted by admin

The FCA’s major programme for SMCR is proceeding apace…. despite Brexit. SMCR implementation is a challenge for nearly every FCA-regulated firm. Related training is one aspect of the regime. The training is not just mandatory, but essential. The impact of …
Click here to read the rest of this entry

Posted in: FCA, Senior Managers Regime
Tagged in: , , , , ,
Jan4

2019: All about Brexit?

Posted by admin

Is 2019 the Year of the Brexit? Yes, maybe, no. Brexit may happen in 2019, or it may not. Whatever. Either way, it might not be the greatest regulatory challenge that we face this year. Granted, we don’t know what …
Click here to read the rest of this entry

Posted in: Assessment of Value, Asset Management Market Study, Brexit, EU, FCA, Senior Managers Regime
Tagged in: , , , , , , , , ,
Jun13

Four Thoughts

Posted by admin

Prioritisation is frequently a bigger challenge than we realise. It is always tempting to see the process of prioritisation as a waste of good doing time. That of course is to under-prioritise the prioritisation process. An error to which most …
Click here to read the rest of this entry

Posted in: Assessment of Value, Asset Management Market Study, Best Execution, FCA, Senior Managers Regime
Tagged in: , , , , , , , , ,