Tag Archives: skilled person
Jul19
Is the craze for european standardisation wearing off?
The debate over which way to go on commission payments on packaged products may just be the start of a wider realisation that standardisation across 27 countries is not always the best way to go. The report in FTfm (18 …
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Posted in: Miscellaneous
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, RDR, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, RDR, s166, skilled person
Jun9
Outburst from US Treasury Secretary
On 7th June, Tim Geithner, US Treasury Secretary, was reported to have said that the UK’s ‘experiment with light touch regulation’ was proof that regulators around the world should follow the example set by US regulators.
Posted in: Letters
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Geithner, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Geithner, s166, skilled person
May16
FTfm comments on European regulators
Oliver Lodge comments stir up European regulators Comments made by Oliver Lodge and quoted in FTfm today have broken the taboo which has led to the fiction that UCITS funds are equally secure, regardless of which European country they come …
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Posted in: UCITS
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FTfm, s166, skilled person, UCITS
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FTfm, s166, skilled person, UCITS