Tag Archives: skilled person

Mar7

HMT proposals for the reformed UK regulatory structure

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No one could fairly accuse the Treasury of doing less than a thorough job in drafting its consultation paper on the UK’s proposed regulatory structure. Indeed the neatly titled “A New Approach to Financial Regulation: building a stronger system” helps …
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Posted in: FSA
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Feb23

UCITS Upgraded – Could this be a genuine benefit from the EU?

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Aware that I am even more Euro-sceptical than most, it is really quite rare for me to suggest that an EU action might genuinely provide a benefit, either to the industry or to consumers. But so it is this time. …
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Posted in: FSA, UCITS
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Jan31

Remuneration code implementation

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For those who are directly affected by the Remuneration Code, today is a milestone. In their policy statement (PS 10/20), the FSA made clear that it expects firms that have not yet fully implemented the Code (especially Principles 1-6, 9, …
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Posted in: Remuneration Code
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