Tag Archives: skilled person

Feb14

FSA discusses AIFMD

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By now most people will have seen that FSA has published its first step in the process of implementing the Alternative Investment Fund Managers Directive, Discussion Paper 12/1. It would be fair to say that not everyone has found it …
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Posted in: AIFMD
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Dec2

Remuneration Code and Super-equivalence

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Yesterday’s stricture of the Governor of the Bank of England, insisting that banks build up their capital base, is a timely reminder of two other key and current issues. It points out how important it is that UK regulators should …
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Posted in: Remuneration Code
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Nov24

Gold-Plating

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Gold-Plating or What You Will   The Charles River research report published recently by the City of London Corporation (The Implications of the New Financial Regulatory Architecture) reveals that the financial services industry has a preference, namely that the FSA …
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Posted in: ESMA, FSA
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