Tag Archives: skilled person

Sep26

FSA Approval of Directors

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Recent research has again shown that an alarmingly high number of directors applying for FSA Approval are withdrawing without receiving the Approval they sought. While no doubt a few of these are genuine withdrawals, e.g. health reasons, most of them …
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Posted in: FSA
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Aug31

ESMA ‘threat’ to Remuneration Code

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You may well have seen comments recently about the likely impact of the AIFMD on the implementation of the Remuneration Code for asset managers. This is a question that should be getting rather more attention even than it already is, …
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Posted in: ESMA
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Aug8

EU financial regulator tries to mend Ucits III

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Posted in: ESMA, Miscellaneous, UCITS
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