Tag Archives: SMCR
Jan24
The Year of the Senior Manager
The FCA’s major programme for SMCR is proceeding apace…. despite Brexit. SMCR implementation is a challenge for nearly every FCA-regulated firm. Related training is one aspect of the regime. The training is not just mandatory, but essential. The impact of …
Click here to read the rest of this entry
Posted in: FCA, Senior Managers Regime
Tagged in: certification, FCA, senior managers regime, SMCR, Statements of responsibility, Training
Tagged in: certification, FCA, senior managers regime, SMCR, Statements of responsibility, Training
Jan4
2019: All about Brexit?
Is 2019 the Year of the Brexit? Yes, maybe, no. Brexit may happen in 2019, or it may not. Whatever. Either way, it might not be the greatest regulatory challenge that we face this year. Granted, we don’t know what …
Click here to read the rest of this entry