Tag Archives: Stewardship Code
Jun5
SRD II – Late Notice, Urgent Action
Although remarkably little has been said about it and the FCA has only just published its Policy Statement (PS 19/13), the revised Shareholder Rights Directive (SRD II) comes into force on Monday (10th June). There is immediate action associated with …
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Posted in: EU, FCA, SRD, Stewardship Code
Tagged in: Engagement Policy, EU, FCA, Shareholder Engagement, Shareholder Rights, SRD, SRD II, Stewardship, Stewardship Code
Tagged in: Engagement Policy, EU, FCA, Shareholder Engagement, Shareholder Rights, SRD, SRD II, Stewardship, Stewardship Code
Jul12
Financial Times Letter about Financial Reporting Council’s Stewardship Code
Sir Following further discussion of the Financial Reporting Council’s Stewardship Code, including John Plender’s Analysis [FT 12 July 2010], we now have the FSA’s consultation on compulsory publication of investment managers’ “commitment” to the Code. Given that the Code’s Principles …
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Posted in: FSA, Letters, Stewardship Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code