Tag Archives: superequivalence

Dec30

The Sad Case of The Dog Who Did Not Bark

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Those who have already enjoyed the FCA’s Policy Statement on CRD IV (PS 13/10) will have noted that FCA is sticking to its proposed treatment of BIPRU firms, voluntarily applying ICAAPs, Pillar 3 disclosure and the Remuneration Code. Disappointing, but …
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Posted in: CRD, EU, FCA, Remuneration Code
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Dec2

Remuneration Code and Super-equivalence

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Yesterday’s stricture of the Governor of the Bank of England, insisting that banks build up their capital base, is a timely reminder of two other key and current issues. It points out how important it is that UK regulators should …
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Posted in: Remuneration Code
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Nov24

Gold-Plating

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Gold-Plating or What You Will   The Charles River research report published recently by the City of London Corporation (The Implications of the New Financial Regulatory Architecture) reveals that the financial services industry has a preference, namely that the FSA …
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Posted in: ESMA, FSA
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