Tag Archives: Themes
Sep1
The Best Execution
Despite its protestations to the contrary, the Regulator has said remarkably little on the matter of best execution since the current requirements were introduced through MiFID. Now, with its thematic review (TR 14/13), the FCA has broken cover. You might …
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Posted in: FCA, MiFID
Tagged in: Executions, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, MiFID, s166, skilled person, Themes
Tagged in: Executions, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, MiFID, s166, skilled person, Themes